Scott R. Costi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Randolph Costi, who also goes by Scott R Costi, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1988. Scott had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2015 - January 12, 2017
KELSEY FINANCIAL, LLC
September 16, 2013 - November 7, 2017
FINANCIAL WEST GROUP
September 12, 2013 - November 7, 2017
FINANCIAL WEST GROUP
April 10, 2013 - May 2, 2013
OSAIC FA, INC.
April 10, 2013 - May 2, 2013
OSAIC FA, INC.
June 14, 2012 - January 31, 2013
MSI FINANCIAL SERVICES, INC.
October 11, 2007 - January 31, 2013
MSI FINANCIAL SERVICES, INC.
April 1, 2006 - September 21, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
February 9, 2004 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
July 17, 2003 - August 11, 2003
CHARLES SCHWAB & CO., INC.
April 12, 2001 - December 20, 2002
TCADVISORS NETWORK INC.
July 31, 1989 - February 14, 2000
CHARLES SCHWAB & CO., INC.
November 23, 1988 - June 22, 1989
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KELSEY FINANCIAL, LLC
CRD#: 171901 / SEC#:
Contact information
Red Flags
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