Jose A. Erazo Velez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Angel Erazo Velez, who also goes by Jose Angel Erazo, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1993. Jose had worked at 7 firms and has passed the SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2019 - September 21, 2020
KOVACK SECURITIES INC.
May 13, 2019 - October 2, 2019
ARKADIOS CAPITAL
October 22, 2009 - December 8, 2017
SAN JUAN CAPITAL PARTNERS, LLC
January 20, 2006 - December 19, 2018
SAMUEL A. RAMIREZ & COMPANY, INC.
January 2, 2002 - January 10, 2006
R-G INVESTMENTS CORPORATION
November 12, 1993 - December 31, 1994
KIDDER, PEABODY PUERTO RICO, INC.
November 12, 1993 - December 31, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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