Michael K. Klaus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Kurt Willi Klaus was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 1993 - October 31, 2018
METZLER SECURITIES GMBH
November 23, 1988 - January 1, 1992
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
METZLER SECURITIES GMBH
CRD#: 7830 / SEC#: , 8-20061
Contact information
Documents
Red Flags
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