Girish C. Shah
Professional summary
Girish C Shah is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Lincroft, New Jersey.
Girish is registered as a RR (Registered Representative) and started their career in finance in 1989. Girish has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Girish C Shah's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2003 - Present
WORLD INVESTMENTS, LLC
Office #1: 437 Newman Springs Road, Lincroft, NJ 07738February 10, 2000 - June 17, 2003
WALL STREET FINANCIAL GROUP, INC.
April 24, 1998 - February 17, 2000
SECURITIES AMERICA, INC.
January 4, 1989 - February 20, 1998
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2004)
(4/9/2019)
(4/9/2019)
(6/24/2003)
(6/24/2003)
(1/6/2006)
(12/6/2021)
(11/27/2012)
Exams
FINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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