David F. Edstrom

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CRD#: 1897622

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Frederick Edstrom was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1988. David had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 28, 2009 - February 21, 2018

PROMUS CAPITAL, LLC

RIA

CRD#: 147597

CHICAGO, IL

Past

June 3, 2002 - December 31, 2004

BRIDGEPORTFOLIO, INC.

RIA

CRD#: 114312

CHICAGO, IL

Past

June 3, 2002 - March 13, 2017

BRIDGEPORTFOLIO, INC.

RIA

CRD#: 114312

CHICAGO, IL

Past

October 5, 1998 - October 25, 2000

D.E. FREY & COMPANY, INC.

CRD#: 23595

DENVER, CO

Past

August 26, 1991 - April 13, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 4, 1990 - September 12, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 29, 1989 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

November 23, 1988 - November 9, 1989

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROMUS CAPITAL, LLC

ELKHORN WEALTH MANAGEMENT, LLC | PROMUS FAMILIES | PROMUS CAPITAL, LLC | PROMUS | LAUREATE WEALTH MANAGEMENT

CRD#: 147597 / SEC#: 801-69649

RIA

Registered Investment Advisory firm - (10/15/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/1998

General Securities Principal Examination

Current Firm

PROMUS CAPITAL, LLC

ELKHORN WEALTH MANAGEMENT, LLC | PROMUS FAMILIES | PROMUS CAPITAL, LLC | PROMUS | LAUREATE WEALTH MANAGEMENT

CRD#: 147597 / SEC#: 801-69649

RIA

Registered Investment Advisory firm - (10/15/2008 Approved)

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Contact information

Main Address

156 N. Jefferson St. Suite 300, Chicago, IL 60661

Mailing Address

Phone number

(312) 784-3990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROMUS CAPITAL BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	533
AUM (Assets Under Management)	$ 1,598,360,863

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/29/2025	Cover Page	Report
12/18/2024	Cover Page	Report
07/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David F. Edstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRIDGEPORTFOLIO, INC.

BRIDGEPORTFOLIO, INC.

D.E. FREY & COMPANY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

PROMUS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/1994

Series 63

Date: 10/20/1989

Series 7

Date: 11/19/1988

Series 24

Date: 12/5/1998

Current Firm

PROMUS CAPITAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PROMUS CAPITAL, LLC

TRUST BUT VERIFY

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