Joseph P. Russi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Peter Russi was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1988. Joseph had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2011 - October 21, 2015
SILBER BENNETT FINANCIAL, INC.
May 20, 2011 - October 21, 2015
SILBER BENNETT FINANCIAL, INC.
March 18, 2010 - May 23, 2011
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
March 17, 2010 - May 23, 2011
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
January 6, 2005 - March 19, 2010
EMPIRE SECURITIES CORPORATION
February 9, 2004 - March 19, 2010
EMPIRE SECURITIES CORPORATION
September 25, 2003 - February 12, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
December 3, 2001 - July 3, 2003
PACIFIC WEST SECURITIES, INC.
January 4, 1996 - December 6, 2001
BROOKSTREET SECURITIES CORPORATION
July 31, 1992 - December 16, 1995
TRANSGLOBAL INVESTMENTS INC.
August 30, 1991 - August 5, 1992
UBS FINANCIAL SERVICES INC.
November 19, 1990 - September 12, 1991
WELLS FARGO CLEARING SERVICES, LLC
October 11, 1989 - November 23, 1990
J.P. MORGAN SECURITIES LLC
November 26, 1988 - October 19, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
SILBER BENNETT FINANCIAL, INC.
CRD#: 156435 / SEC#: , 8-68795
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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