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MM

Mark G. Mcewin

GREAT POINT CAPITAL LLC
Salt Lake City, UT 84111
Some features on this profile are disabled
CRD#: 1897192
MM

Professional summary

Mark Gregory Mcewin, who also goes by Greg Mcewin, Mark Gregory Mcewin, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Salt Lake City, Utah.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1989. Mark has worked at 11 firms and has passed the Series 63, Series 65, Series 22TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Greg Mcewin | Mark Gregory Mcewin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Gregory Mcewin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2023 - Present

GREAT POINT CAPITAL LLC

Office #1: 299 S. Main Street 13th Floor, Salt Lake City, UT 84111
BD
CRD#: 114203
Salt Lake City, UT
Past

July 16, 2021 - August 14, 2023

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
Roseville, CA
Past

August 17, 2007 - June 9, 2021

BASTIAT CAPITAL, LLC

RIA
CRD#: 140204
PLANO, TX
Past

July 23, 1997 - July 18, 2006

BTN RESEARCH, INC.

BD
CRD#: 37456
DALLAS, TX
Past

April 17, 1995 - August 8, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 12, 1994 - March 7, 1995

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

March 8, 1994 - July 14, 1994

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

October 26, 1992 - September 27, 1993

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

May 31, 1990 - October 8, 1992

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

February 28, 1990 - May 30, 1990

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

July 18, 1989 - November 6, 1989

TEXAS SECURITIES, INC.

BD
CRD#: 7655
FT. WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/20/2025)
RR
Arizona
(8/18/2023)
RR
California
(8/14/2023)
RR
Colorado
(8/14/2023)
RR
Florida
(3/20/2024)
RR
Georgia
(8/28/2023)
RR
Idaho
(8/29/2024)
RR
Illinois
(6/27/2025)
RR
Indiana
(7/8/2025)
RR
Maryland
(5/13/2024)
RR
Michigan
(7/31/2024)
RR
Montana
(5/1/2025)
RR
New Jersey
(10/5/2023)
RR
New Mexico
(1/12/2024)
RR
New York
(9/25/2023)
RR
Ohio
(9/1/2023)
RR
Pennsylvania
(1/31/2025)
RR
South Carolina
(8/5/2025)
RR
Texas
(8/21/2023)
RR
Utah
(8/14/2023)
RR
Washington
(1/5/2024)
RR
Wyoming
(9/26/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/9/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/27/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 7/15/2021
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1989
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: , 8-53402

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Mailing Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Phone number
(312) 356-4405
Established
Delaware since 08/17/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT POINT CAPITAL LLC

CRD#: 114203Salt Lake City, UT 84111

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