Dianne G. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dianne Grant Taylor, who also goes by Jean Taylor, was a registered financial professional .
Dianne is a previously registered financial professional and started their career in finance in 1988. Dianne had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2015 - October 8, 2018
SIMMONS FIRST INVESTMENT GROUP, INC.
July 17, 2015 - October 8, 2018
SIMMONS FIRST INVESTMENT GROUP, INC.
February 12, 2001 - November 21, 2014
SIMMONS FIRST INVESTMENT GROUP, INC.
August 14, 2000 - November 21, 2014
SIMMONS FIRST INVESTMENT GROUP, INC.
August 19, 1999 - August 10, 2000
STEPHENS
September 21, 1998 - January 4, 1999
REGIONS INVESTMENT COMPANY, INC.
April 12, 1993 - October 6, 1998
FIRST COMMERCIAL INVESTMENTS, INC.
December 21, 1988 - September 9, 1992
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIMMONS FIRST INVESTMENT GROUP, INC.
CRD#: 47439 / SEC#: 801-108161, 8-51795
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIMMONS BANK | 100% OWNER | |
| CASTEEL, MARTY DALE | DIRECTOR | |
| CLEMENT, JOE WINTERS III | DIRECTOR | 1305699 |
| CURZON, WILLIAM CARY | PRESIDENT | |
| FEHLMAN, ROBERT A | DIRECTOR | |
| JOHNSON, ANGELA LEIGH | CHIEF FINANCIAL OFFICER | 5389137 |
| JOHNSON, RICHARD WAYNE | DIRECTOR | 260111 |
| TAPPAN, PHILIP ANDREW | DIRECTOR | 1197696 |
| WITT, LAURA LEA | CCO | 5699623 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
