Edward T. Fowler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Todd Fowler, who also goes by Todd Fowler, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1988. Edward had worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2011 - December 31, 2020
CREATIVE FINANCIAL DESIGNS, INC.
September 1, 2011 - December 31, 2020
CFD INVESTMENTS, INC.
December 1, 2006 - September 21, 2011
QUESTAR CAPITAL CORPORATION
June 26, 2006 - September 21, 2011
QUESTAR ASSET MANAGEMENT, INC.
September 22, 2003 - July 18, 2006
USALLIANZ SECURITIES, INC.
September 18, 2003 - December 1, 2006
USALLIANZ SECURITIES, INC.
April 20, 2001 - September 17, 2003
CARILLON INVESTMENTS, INC.
October 31, 2000 - September 17, 2003
CARILLON INVESTMENTS, INC.
May 1, 2000 - November 10, 2000
EQUITABLE ADVISORS, LLC
December 22, 1993 - December 31, 1994
NORTH AMERICAN MANAGEMENT, INC.
June 27, 1990 - December 23, 1991
SICOR SECURITIES INC
June 18, 1989 - February 27, 1990
SUNAMERICA SECURITIES, INC.
December 15, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
