Robert B. Tonkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bowers Tonkin was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - January 25, 2023
ARBOR INVESTMENT MANAGEMENT
March 16, 1999 - December 31, 2010
ARBOR CAPITAL MANAGEMENT INC
May 30, 1995 - November 24, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1993 - June 5, 1995
CITIGROUP GLOBAL MARKETS INC.
January 3, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
ARBOR INVESTMENT MANAGEMENT
CRD#: 154735 / SEC#: 801-130701
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/15/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ARBOR INVESTMENT MANAGEMENT
CRD#: 154735 / SEC#: 801-130701
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 132,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
