Lester R. Brafman
Professional summary
Lester Raymond Brafman, who also goes by Lester Raymond Braffman, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York.
Lester is registered as a RR (Registered Representative) and started their career in finance in 1988. Lester has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lester Raymond Brafman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2013 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 3 Columbus Circle 24th Floor, New York, NY 10019July 23, 2001 - January 23, 2013
GOLDMAN SACHS & CO. LLC
July 8, 1994 - November 9, 2000
CREDIT SUISSE SECURITIES (USA) LLC
April 2, 1992 - August 4, 1994
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
November 23, 1988 - April 11, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2013)
(8/2/2013)
(8/2/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/19/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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