Jean-francis Lopez De Valdivia

FLEURUS INVESTMENT ADVISORY

Weston, CT

Some features on this profile are disabled

CRD#: 1895346

Professional summary

Jean-francis Lopez De Valdivia, CFP®, who also goes by Jeff De Valdivia, Jean Lopez, is a registered financial advisor currently at FLEURUS INVESTMENT ADVISORY, LLC located in Weston, Connecticut.

Jean-francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jean-francis has worked at 1 firm and has passed the Series 3 exam.

Biography

Jeff de Valdivia founded Fleurus Investment Advisory, LLC. in 2014 after a twenty five year career in the banking and investment management industry.

In 2000, Mr. de Valdivia was awarded the Chartered Financial Analyst (CFA) designation. In December 2014, he was awarded the Certified Financial Planner (CFP®) designation. Mr. de Valdivia received an MBA in Finance and International Business from the University of Wisconsin. He is a native French speaker. Jeff swims and bikes to stay in shape. He is an avid listener of classical music, a long time soccer fan and a history buff. He is married and has two adult children.

Question & Answer

What are your service offerings?

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Retirement Income Management

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

Corporate Executives

ExPat and Cross Border Issues

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Jeff De Valdivia | Jean Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean-francis Lopez De Valdivia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

August 13, 2014 - Present

FLEURUS INVESTMENT ADVISORY, LLC

RIA

CRD#: 172257

Weston, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/15/2015)

IAR

New York
(2/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 10/24/1988

National Commodity Futures Examination

Current Firm

FLEURUS INVESTMENT ADVISORY, LLC

FLEURUS INVESTMENT ADVISORY LLC | LOPEZ DE VALDIVIA, JEAN-FRANCIS | FLEURUS INVESTMENT ADVISORY, LLC

CRD#: 172257 / SEC#:

Connecticut

Registered Investment Advisory firm - (5/15/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (9/4/2015 Terminated)

New York

Registered Investment Advisory firm - (8/7/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Weston, CT

Mailing Address

Phone number

(203) 919-4980

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 41,034,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jean-francis Lopez De Valdivia

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean-francis Lopez De Valdivia's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLEURUS INVESTMENT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 10/24/1988

Current Firm

FLEURUS INVESTMENT ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLEURUS INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors