David B. Denson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Brown Denson was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 11 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 16, Series 3, Series 7, Series 14, Series 10, Series 9, Series 53, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2021 - July 11, 2025
TIGRESS FINANCIAL PARTNERS, LLC
October 18, 2004 - August 31, 2021
THE ULTIMA GLOBAL MARKETS (USA), INC.
September 18, 2002 - October 15, 2004
SBERBANK CIB USA, INC.
May 20, 2002 - August 26, 2002
ITG EXECUTION SERVICES, INC.
July 10, 2001 - March 21, 2002
VENCAST SECURITIES, LLC
July 19, 2000 - July 3, 2001
SOLID ISG CAPITAL MARKETS, LLC
April 11, 2000 - July 14, 2000
TRADEMINE.COM SECURITIES LLC
September 2, 1997 - March 21, 2000
RYAN BECK & CO.
January 14, 1997 - September 5, 1997
BMO CAPITAL MARKETS CORP.
June 27, 1994 - January 14, 1997
RYAN BECK & CO.
July 31, 1993 - January 25, 1994
CITIGROUP GLOBAL MARKETS INC.
August 7, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
November 23, 1988 - June 21, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 7/27/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
Contact information
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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