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FZ

Frank J. Zakrocky

PREFERRED PLANNING ASSOCIATES
Oak Brook, IL 60523
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CRD#: 1895096
FZ

Professional summary


Frank Joseph Zakrocky, who also goes by Frank J Zakrocky, is a registered financial advisor currently at PREFERRED PLANNING ASSOCIATES, INC. located in Oak Brook, Illinois.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Frank has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Frank J Zakrocky

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PREFERRED PLANNING ASSCOIATES INC. PRESIDENT, OFFICER, EMPLOYEE. SELL INSURANCE PRODUCTS ON A COMMISSION BASIS. SELL INSURANCE PRODUCTS AND MAKE SURE CORPORATION REQUIRED FORMS ARE COMPLIANT WITH FEDERAL AND STATE AGENCIES. DEVOTE 200+ HOURS PER MONTH.OWN 51% OF BUSINESS. COMPENSATION RECIEVED APPROX $3000.00+ ON COMMISSIONS PAID ON NON- SECURITIES.I ASSIST CLIENTS WITH FINANCIAL , ESTATE AS WELL AS INSURANCE PLANNING, BUT DO NOT CHARGE ANY FEES. ESTABLISHED BUSINESS CONNECTION 1991. PLAN TO CONTINUE.ALSO SELL TAX RECOVERY PROGRAMS, REVERSE MORTGAGES, AND REGULAR MORTGAGES.

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CRS (Client Relationship Summary) - RIA


Click below to view Frank Joseph Zakrocky's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 10, 2014 - Present

PREFERRED PLANNING ASSOCIATES, INC.

Office #1: 700 Commerce Drive Suite 500, Oak Brook, IL 60523
RIA
CRD#: 169186
Oak Brook, IL
Past

March 16, 2012 - May 23, 2012

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
OAK BROOK, IL
Past

September 27, 2006 - January 27, 2012

OAKBRIDGE FINANCIAL SERVICES

RIA
CRD#: 16323
OAK BROOK, IL
Past

September 26, 2006 - January 27, 2012

OAKBRIDGE FINANCIAL SERVICES

BD
CRD#: 16323
OAK BROOK, IL
Past

June 2, 2006 - September 21, 2006

IC ADVISORY SERVICES, INC.

RIA
CRD#: 140190
BRIDGEWATER, NJ
Past

June 18, 1999 - June 2, 2006

THE INVESTMENT CENTER, INC.

RIA
CRD#: 17839
OAKBROOK, IL
Past

July 25, 1997 - September 19, 2006

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
OAKBROOK, IL
Past

May 1, 1997 - July 28, 1997

CONSECO EQUITY SALES, INC.

BD
CRD#: 4125
CARMEL, IN
Past

November 30, 1988 - January 20, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

November 30, 1988 - January 20, 1992

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/10/2014)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/20/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PP
PREFERRED PLANNING ASSOCIATES, INC.
PREFERRED PLANNING ASSOCIATES, INC.

CRD#: 169186 / SEC#:

Illinois
Registered Investment Advisory firm - (3/10/2014 Approved)
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Contact information


Main Address
700 Commerce Drive Suite 500, Oak Brook, IL 60523
Mailing Address
Phone number
(877) 837-6101
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PREFERRED PLANNING ASSOCIATES, INC.

CRD#: 169186Oak Brook, IL 60523

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