Pamela W. Woodruff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Williams Woodruff, who also goes by Pamela Woodruff Hickman, Pam Woodruff, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1989. Pamela had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2016 - February 25, 2020
NORTH AMERICAN MANAGEMENT CORP
September 9, 2015 - August 23, 2016
OLIVETREE FINANCIAL, LLC
September 18, 2000 - January 9, 2015
STEPHENS
September 7, 2000 - January 9, 2015
STEPHENS
February 9, 1999 - July 31, 2000
OPPENHEIMER & CO. INC.
July 12, 1996 - January 15, 1999
NATIONAL FINANCIAL SERVICES LLC
June 7, 1993 - June 28, 1996
NATIONSSECURITIES
March 11, 1993 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 6, 1991 - May 6, 1992
NATIONAL FINANCIAL SERVICES LLC
February 14, 1989 - January 1, 1990
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/22/2007
Limited Representative-Equity Trader ExamCurrent Firm
NORTH AMERICAN MANAGEMENT CORP
CRD#: 104825 / SEC#: 801-5346
Contact information
Red Flags
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