Gary S. Becker
Professional summary
Gary Scott Becker was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Gary had worked at 13 firms, which includes ALL-TECH DIRECT INC., CASTLE SECURITIES CORP., L.B. SAKS INC., HANOVER STERLING & COMPANY LTD., GKN SECURITIES CORP., A.S. GOLDMEN & CO. INC., J. B. HANAUER & CO., WELLSHIRE SECURITIES INC., GLOBAL AMERICA INCORPORATED, J. W. GANT & ASSOCIATES INC., MOORE & SCHLEY CAMERON & CO., JOSEPHTHAL & CO. INC., D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1999 - November 10, 1999
ALL-TECH DIRECT, INC.
May 7, 1997 - February 4, 1998
CASTLE SECURITIES CORP.
April 29, 1996 - July 23, 1997
L.B. SAKS, INC.
October 4, 1994 - March 12, 1996
L.B. SAKS, INC.
April 28, 1994 - September 1, 1994
HANOVER, STERLING & COMPANY LTD.
December 16, 1993 - May 5, 1994
GKN SECURITIES CORP.
October 24, 1991 - January 6, 1994
A.S. GOLDMEN & CO., INC.
September 27, 1990 - December 4, 1990
CASTLE SECURITIES CORP.
May 4, 1990 - June 20, 1990
J. B. HANAUER & CO.
March 22, 1990 - April 4, 1990
WELLSHIRE SECURITIES, INC.
January 1, 1990 - March 20, 1990
GLOBAL AMERICA INCORPORATED
October 10, 1989 - November 28, 1989
J. W. GANT & ASSOCIATES, INC.
June 19, 1989 - September 13, 1989
MOORE & SCHLEY, CAMERON & CO.
May 16, 1989 - June 7, 1989
JOSEPHTHAL & CO., INC.
January 24, 1989 - May 17, 1989
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALL-TECH DIRECT, INC.
CRD#: 13992 / SEC#: , 8-26336
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUSHMORE FINANCIAL SERVICES | SHAREHOLDER | |
| HOUTKIN, HARVEY IRA | MSRP | 251066 |
| HOUTKIN, HARVEY IRA | CHAIRMAN OF BOARD /CEO/SECY | 251066 |
| LEFKOWITZ, HARRY MARTIN | DIRECTOR | 1454925 |
| LERNER, LINDA | CHIEF LEGAL OFFICER | 2350733 |
| MARGA, STEPHEN JOHN JR | SROP/CROP | 2276644 |
| OGELE, FRANKLIN IHENDU | CHIEF COMPLIANCE OFFICER/FIN OP | 2197820 |
| SHEFTS, MARK DAVID | PRESIDENT/DIRECTOR | 709147 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
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