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Gary Scott Becker

CRD# 1894732·Registered 1989 - 1999
Barred: Gary Scott Becker was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Gary Scott Becker was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1989 - 1999. Gary had worked at 13 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

ALL-TECH DIRECT, INC.·CRD# 13992
BD
Montvale, NJ
January 22, 1999 - November 10, 1999
CASTLE SECURITIES CORP.·CRD# 16077
BD
Freeport, NY
May 7, 1997 - February 4, 1998
L.B. SAKS, INC.·CRD# 34070
BD
April 29, 1996 - July 23, 1997
L.B. SAKS, INC.·CRD# 34070
BD
October 4, 1994 - March 12, 1996
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
April 28, 1994 - September 1, 1994
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
December 16, 1993 - May 5, 1994
A.S. GOLDMEN & CO., INC.·CRD# 23180
BD
Red Bank, NJ
October 24, 1991 - January 6, 1994
CASTLE SECURITIES CORP.·CRD# 16077
BD
Freeport, NY
September 27, 1990 - December 4, 1990
J. B. HANAUER & CO.·CRD# 6958
BD
Parsippany, NJ
May 4, 1990 - June 20, 1990
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
March 22, 1990 - April 4, 1990
GLOBAL AMERICA INCORPORATED·CRD# 23000
BD
January 1, 1990 - March 20, 1990
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
October 10, 1989 - November 28, 1989
MOORE & SCHLEY, CAMERON & CO.·CRD# 6917
BD
June 19, 1989 - September 13, 1989
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
May 16, 1989 - June 7, 1989
D. H. BLAIR & CO., INC.·CRD# 6833
BD
January 24, 1989 - May 17, 1989

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Current Firm

AD
ALL-TECH DIRECT, INC.

ALL-TECH DIRECT, INC. | CONCORD CAPITAL CORP. | ATTAIN DIRECT, INC. | ALLSTATE INVESTMENT GROUP, INC. | ALL-TECH INVESTMENT GROUP, INC.

CRD#: 13992 / SEC#: 8-26336
BD
Terminated by SEC on 12/07/2001

Contact Information

Established

Delaware since 03/28/1998

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
RUSHMORE FINANCIAL SERVICESSHAREHOLDER—
HOUTKIN, HARVEY IRAMSRP251066
HOUTKIN, HARVEY IRACHAIRMAN OF BOARD /CEO/SECY251066
LEFKOWITZ, HARRY MARTINDIRECTOR1454925
LERNER, LINDACHIEF LEGAL OFFICER2350733
MARGA, STEPHEN JOHN JRSROP/CROP2276644
OGELE, FRANKLIN IHENDUCHIEF COMPLIANCE OFFICER/FIN OP2197820
SHEFTS, MARK DAVIDPRESIDENT/DIRECTOR709147

Disclosures

Regulatory Event

12

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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