Owen J. Collett
Professional summary
Owen Jeffrey Collett is a registered financial professional currently at YUKI-CO, LLC located in Salt Lake City, Utah.
Owen is registered as a RR (Registered Representative) and started their career in finance in 2004. Owen has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 7, SIE, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Owen Jeffrey Collett's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2018 - Present
YUKI-CO, LLC
Office #2: 2173 Walker Lane, Salt Lake City, UT 84117November 16, 2004 - September 20, 2010
HODES WEILL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2019)
(2/22/2019)
(2/28/2019)
(2/4/2019)
(2/21/2019)
(1/14/2019)
(1/4/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 28
Date: 9/22/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
YUKI-CO, LLC
CRD#: 282236 / SEC#: , 8-69709
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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