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CH

Carl A. Haessler

PACIFIC INVESTMENT SECURITIES
Portland, OR 97219
Some features on this profile are disabled
CRD#: 1894536
CH

Professional summary


Carl Anderson Haessler, who also goes by Car Anderson Haessler, is a registered financial professional currently at PACIFIC INVESTMENT SECURITIES CORP. located in Portland, Oregon.

Carl is registered as a RR (Registered Representative) and started their career in finance in 1988. Carl has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Car Anderson Haessler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Carl Anderson Haessler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 7, 1995 - Present

PACIFIC INVESTMENT SECURITIES CORP.

Office #1: 1837 S Palatine Hill Rd, Portland, OR 97219Office #2: 1837 S Palatine Hill Rd, Portland, OR 97219
BD
CRD#: 16339
Portland, OR
Past

August 22, 1991 - March 7, 1995

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

September 12, 1990 - August 13, 1991

PACIFIC INVESTMENT SECURITIES CORP.

BD
CRD#: 16339
PORTLAND, OR
Past

November 23, 1988 - August 14, 1990

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/7/1995)
RR
Oregon
(3/7/1995)
RR
Washington
(3/7/1995)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/6/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 11/29/1988
National Commodity Futures Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PI
PACIFIC INVESTMENT SECURITIES CORP.
E. BARNES & COMPANY | PACIFIC INVESTMENT SECURITIES CORP.

CRD#: 16339 / SEC#: , 8-33746

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1837 S Palatine Hill Rd, Portland, OR 97219
Mailing Address
21 Sovereign Way, Hutchinson Island, FL 34949
Phone number
(954) 304-4708
Established
Oregon since 02/15/1985
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LARDINO, FRANK ARTHURPRESIDENT, CCO4104690
CIANTRO, PHILIPFINOP2350685

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PACIFIC INVESTMENT SECURITIES CORP.

CRD#: 16339Portland, OR 97219

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