Mark E. Stratton

PRIVATE CLIENT ADVISOR GROUP

Palm City, FL 34990

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CRD#: 1894252

Professional summary

Mark Edward Stratton is a registered financial advisor currently at PRIVATE CLIENT ADVISOR GROUP, LLC located in Palm City, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mark has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Stratton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2024 - Present

PRIVATE CLIENT ADVISOR GROUP, LLC

Office #1: 901 Sw Martin Downs Blvd., Suite 200 D, Palm City, FL 34990

RIA

CRD#: 330038

Palm City, FL

Past

January 3, 2022 - August 1, 2024

OWLFI

RIA

CRD#: 311854

Palm City, FL

Past

September 5, 2017 - January 18, 2022

MOTIV8 INVESTMENTS LLC

RIA

CRD#: 285560

STUART, FL

Past

October 2, 2012 - January 28, 2017

LPL FINANCIAL LLC

RIA

CRD#: 14675

Past

November 23, 1988 - March 23, 1989

WOODMERE SECURITIES, INC.

CRD#: 6702

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE CLIENT ADVISOR GROUP, LLC

CRD#: 330038 / SEC#: 801-134899

RIA

Registered Investment Advisory firm - (12/9/2025 Approved)

Florida

Registered Investment Advisory firm - (12/15/2025 Terminated)

Kansas

Registered Investment Advisory firm - (12/12/2025 Terminated)

Missouri

Registered Investment Advisory firm - (12/12/2025 Terminated)

New York

Registered Investment Advisory firm - (12/12/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2025 Terminated)

Utah

Registered Investment Advisory firm - (12/15/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/17/2024)

IAR

Texas
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/16/1999

General Securities Principal Examination

Current Firm

PRIVATE CLIENT ADVISOR GROUP, LLC

CRD#: 330038 / SEC#: 801-134899

RIA

Registered Investment Advisory firm - (12/9/2025 Approved)

Florida

Registered Investment Advisory firm - (12/15/2025 Terminated)

Kansas

Registered Investment Advisory firm - (12/12/2025 Terminated)

Missouri

Registered Investment Advisory firm - (12/12/2025 Terminated)

New York

Registered Investment Advisory firm - (12/12/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2025 Terminated)

Utah

Registered Investment Advisory firm - (12/15/2025 Terminated)

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Contact information

Main Address

901 Sw Martin Downs Blvd., Suite 200 D, Palm City, FL 34990

Mailing Address

Phone number

(516) 241-3934

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2 (11/6/2025)

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 110,213,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Stratton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Stratton's CRS (Customer Relationship Summary).

Certified licenses

Experience

OWLFI

MOTIV8 INVESTMENTS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

R. SEELAUS & CO., LLC

CAROLINA CAPITAL MARKETS, INC.

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

NATIVE AMERICAN SECURITIES COMPANY, INC.

DUPONT SECURITIES GROUP, INC.

THE BENCHMARK COMPANY, LLC

FIRST EMPIRE SECURITIES, INC.

MONY SECURITIES CORPORATION

CITICORP FINANCIAL SERVICES,INC.

WOODMERE SECURITIES, INC.

Primary Firm SEC Registration

PRIVATE CLIENT ADVISOR GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2012

Series 63

Date: 1/28/1992

SIE

Date: 1/28/2017

Series 7

Date: 11/19/1988

Series 24

Date: 11/16/1999

Current Firm

PRIVATE CLIENT ADVISOR GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE CLIENT ADVISOR GROUP, LLC

TRUST BUT VERIFY

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