Mark Edward Stratton
Professional Summary
Mark Edward Stratton is a registered financial advisor currently at PRIVATE CLIENT ADVISOR GROUP, LLC located in Palm City, Florida. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mark has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
Years of Experience
38 years in the financial services industry
Current & Past Employments
Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
Current Firm
ADB FINANCIAL | PRIVATE CLIENT ADVISOR GROUP, LLC | OMADA FINANCIAL
Contact Information
Main Address
901 Sw Martin Downs Blvd., Suite 200 D, Palm City, FL 34990Phone Number
(516) 241-3934# of Employees
6SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
391AUM (Assets Under Management)
$110,000,000Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
Primary Firm SEC Registration
ADB FINANCIAL | PRIVATE CLIENT ADVISOR GROUP, LLC | OMADA FINANCIAL
State Registrations and Notice Filings
(5/17/2024)
(6/14/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Stratton's CRS (Customer Relationship Summary).
Similar Advisors
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
VICTRIX INVESTMENT ADVISORS
