Judith K. Herring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Kornegay Herring, who also goes by Judith Kornegay H, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1988. Judith had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - October 10, 2014
OSAIC WEALTH, INC.
July 6, 1989 - December 3, 2014
NORTHSTAR WEALTH MANAGEMENT, LLC
November 23, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTEGRATED RESOURCES EQUITY CORPORATION
CRD#: 6403 / SEC#: , 8-15459
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
