Karen L. Tarlow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Lynne Tarlow, who also goes by Karen Pezzi, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1995. Karen had worked at 5 firms and has passed the Series 63, Series 7, Series 14, Series 10, Series 4, Series 9, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2009 - November 23, 2012
AVATAR CAPITAL GROUP LLC
October 10, 2008 - August 28, 2012
TFS DERIVATIVES LLC
August 6, 1997 - November 23, 2012
STANDARD CREDIT SECURITIES INC.
April 29, 1997 - November 23, 2012
TRADITION SECURITIES AND DERIVATIVES LLC
October 25, 1995 - August 16, 1996
HUDSON ALLIANCE L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
AVATAR CAPITAL GROUP LLC
CRD#: 150136 / SEC#: , 8-68218
Contact information
Documents
Red Flags
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