William G. Brehmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gerard Brehmer, who also goes by Bill Brehmer, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 1993 - December 23, 1993
WORTHINGTON & DUNN SECURITIES INC.
October 9, 1989 - October 27, 1992
ACCORD CAPITAL GROWTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
WORTHINGTON & DUNN SECURITIES INC.
CRD#: 23062 / SEC#: , 8-42954
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
