Roger D. Byrd
Professional summary
Roger Duane Byrd JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Roger is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Roger had worked at 5 firms, which includes RICHMAN BRADLEY INCORPORATED, CAMBRIDGE FINANCIAL CORPORATION, RETIREMENT INVESTMENT GROUP, KINLAW SECURITIES CORPORATION, U.S. INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1997 - December 31, 1997
RICHMAN BRADLEY INCORPORATED
April 23, 1996 - April 14, 1997
CAMBRIDGE FINANCIAL CORPORATION
April 21, 1994 - December 31, 1994
RETIREMENT INVESTMENT GROUP
March 23, 1989 - April 8, 1994
KINLAW SECURITIES CORPORATION
November 21, 1988 - December 15, 1988
U.S. INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 6/21/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
RICHMAN BRADLEY INCORPORATED
CRD#: 42383 / SEC#: , 8-49819
Contact information
Documents
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