Steven Schoenfeld
Professional summary
Steven Schoenfeld, who also goes by Steven M Schoenfeld, Steven Mark Schoenfeld, is a registered financial advisor currently at WEALTHJAR INVESTMENT ADVISORY, LLC located in San Luis Obispo, California and THE RICE PARTNERSHIP, LLC located in San Luis Obispo, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Steven has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 9, Series 10, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Schoenfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2024 - Present
WEALTHJAR INVESTMENT ADVISORY, LLC
Office #1: 1304 Santa Rosa Street, San Luis Obispo, CA 93401August 22, 2024 - Present
THE RICE PARTNERSHIP, LLC
Office #1: 1304 Santa Rosa Street, San Luis Obispo, CA 93401October 4, 2022 - February 3, 2023
CHARLES SCHWAB & CO., INC.
March 4, 2011 - July 18, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 4, 2011 - October 14, 2022
TD AMERITRADE, INC.
March 2, 2011 - February 3, 2023
TD AMERITRADE, INC.
November 26, 2009 - February 16, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 17, 2009 - February 16, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 2005 - August 22, 2008
CHARLES SCHWAB & CO., INC.
February 2, 2005 - August 22, 2008
CHARLES SCHWAB & CO., INC.
March 8, 1991 - January 18, 2005
CHARLES SCHWAB & CO., INC.
June 20, 1989 - December 14, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
THE RICE PARTNERSHIP, LLC
CRD#: 135701 / SEC#: 801-64438
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/22/2024)
(8/23/2024)
Exams
Series 8
Date: 10/20/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
THE RICE PARTNERSHIP, LLC
CRD#: 135701 / SEC#: 801-64438
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,096 |
| AUM (Assets Under Management) | $ 785,826,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/31/2025 | ||
| 07/23/2025 | ||
| 09/24/2024 | ||
| 07/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE RICE PARTNERSHIP, LLC
CRD#: 135701San Luis Obispo, CA 93401TRUST BUT VERIFY
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