Thomas R. Duensing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Richard Duensing, who also goes by Thomas R. Duensing, Tom Duensing, was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1989. Thomas had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2013 - December 11, 2014
MARADIA ASSET MANAGEMENT, LLC
December 15, 2008 - December 31, 2011
ARETE WEALTH ADVISORS, LLC
December 2, 2008 - December 31, 2011
ARETE WEALTH MANAGEMENT, LLC
January 3, 2006 - December 2, 2008
PRIVATE CONSULTING GROUP, INC.
January 3, 2006 - December 2, 2008
PRIVATE CONSULTING GROUP, INC.
February 18, 2003 - February 23, 2006
DRW FINANCIAL, INC.
August 7, 2002 - December 31, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 12, 2001 - July 25, 2002
OSAIC WEALTH, INC.
April 1, 1996 - July 30, 2001
SECURIAN FINANCIAL SERVICES, INC.
August 23, 1989 - March 20, 1996
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARADIA ASSET MANAGEMENT, LLC
CRD#: 168411 / SEC#:
Contact information
Red Flags
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