Benjamin J. Armstrong

CONIFER BAY CAPITAL LLC

Winnetka, IL

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CRD#: 1892842

Professional summary

Benjamin James Armstrong is a registered financial advisor currently at CONIFER BAY CAPITAL LLC located in Winnetka, Illinois.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Benjamin has worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Belgravia Partners LLC-432 Sunset Road, Winnetka, IL 60093-part owner and manager of a family owned LLC since 06/2007-4 hrs/mo-responsibilities include investment analysis, portfolio construction, performance review and communication with other family member investors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2017 - Present

CONIFER BAY CAPITAL LLC

RIA

CRD#: 287829

Winnetka, IL

Past

January 24, 2012 - March 31, 2017

CURI CAPITAL, LLC

RIA

CRD#: 134249

CHICAGO, IL

Past

July 30, 2009 - January 5, 2012

FIDUCIARY ASSET MANAGEMENT LLC

RIA

CRD#: 107171

ST. LOUIS, MO

Past

July 24, 1997 - April 10, 2008

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

July 2, 1997 - July 24, 1997

WILLIAM BLAIR

CRD#: 1252

Past

January 1, 1991 - July 17, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 18, 1990 - May 21, 1990

CONTINENTAL GLOBAL FINANCIAL CORPORATION

CRD#: 23959

Past

November 22, 1988 - September 7, 1989

FIRST OPTIONS OF CHICAGO, INC.

CRD#: 13822

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/21/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/16/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Current Firm

CONIFER BAY CAPITAL LLC

CRD#: 287829 / SEC#:

Illinois

Registered Investment Advisory firm - (4/13/2017 Approved)

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Contact information

Main Address

Winnetka, IL

Mailing Address

Po Box 529, Winnetka, IL 60093

Phone number

(312) 650-9529

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 71,570,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin J. Armstrong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONIFER BAY CAPITAL LLC

CURI CAPITAL, LLC

FIDUCIARY ASSET MANAGEMENT LLC

WILLIAM BLAIR

WILLIAM BLAIR

LEHMAN BROTHERS INC.

CONTINENTAL GLOBAL FINANCIAL CORPORATION

FIRST OPTIONS OF CHICAGO, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/1989

Series 3

Date: 1/16/1989

Series 7

Date: 11/19/1988

Current Firm

CONIFER BAY CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONIFER BAY CAPITAL LLC

TRUST BUT VERIFY

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