Brad J. Kiesling
Professional summary
Brad Joseph Kiesling is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Aubrey, Texas.
Brad is registered as a RR (Registered Representative) and started their career in finance in 1988. Brad has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brad Joseph Kiesling's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2020 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 26875 E University Dr Ste 132, Aubrey, TX 76227November 16, 2018 - March 20, 2019
ALLSTATE FINANCIAL SERVICES, LLC
September 30, 2013 - May 4, 2018
SYMETRA SECURITIES, INC.
March 16, 2011 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
September 2, 2010 - March 8, 2011
EMPOWER FINANCIAL SERVICES, INC.
August 19, 2009 - January 7, 2010
NATIONAL PLANNING CORPORATION
November 28, 2007 - December 31, 2008
EQUITABLE DISTRIBUTORS, LLC
October 16, 2007 - November 29, 2007
FISHER INVESTMENTS
March 9, 1999 - September 25, 2007
CAPITAL BROKERAGE CORPORATION
February 21, 1994 - October 24, 1997
FEDERATED SECURITIES CORP.
September 13, 1989 - October 24, 1997
FEDERATED SECURITIES CORP.
November 3, 1988 - August 1, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Aubrey, TX 76227TRUST BUT VERIFY
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