Edmond D. Franco

FRANCO FINANCIAL ADVISORS

New York, NY 10010

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CRD#: 1892432

Professional summary

Edmond David Franco, who also goes by Edmond Franco, is a registered financial advisor currently at FRANCO FINANCIAL ADVISORS, INC. located in New York, New York.

Edmond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Edmond has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edmond Franco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) President- Franco Financial Group. Investment-related. Wealth Management. President. July 1992. 15 hrs/month, 1hours/trading. Advisory services. 2) Franco & Son, Inc. Investment-related. Insurance. Insurance Broker. January 1994. 15 hrs/month, 1 hrs/trading. Insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edmond David Franco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2021 - Present

FRANCO FINANCIAL ADVISORS, INC.

Office #1: 41 Madison Avenue 31st Floor, New York, NY 10010

RIA

CRD#: 137587

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRANCO FINANCIAL ADVISORS, INC.

CRD#: 137587 / SEC#: 801-125726

RIA

Registered Investment Advisory firm - (5/23/2022 Approved)

New York

Registered Investment Advisory firm - (5/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FRANCO FINANCIAL ADVISORS, INC.

CRD#: 137587 / SEC#: 801-125726

RIA

Registered Investment Advisory firm - (5/23/2022 Approved)

New York

Registered Investment Advisory firm - (5/25/2022 Terminated)

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Contact information

Main Address

41 Madison Avenue 31st Floor, New York, NY 10010

Mailing Address

Phone number

(212) 877-1576

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FFG DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (1/27/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 67,040,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edmond D. Franco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edmond David Franco's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANCO FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

FRANCO FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Current Firm

FRANCO FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRANCO FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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