Tammy M. Knop
Professional summary
Tammy Marie Knop, who also goes by Tammy M Knop, Tammy Marie Tanner, is a registered financial professional currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa.
Tammy is registered as a RR (Registered Representative) and started their career in finance in 1994. Tammy has worked at 14 firms and has passed the Series 66, Series 63, Series 65, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tammy Marie Knop's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2026 - Present
FIDELITY & GUARANTY SECURITIES, LLC
Office #1: 801 Grand Ave. Suite 2600, Des Moines, IA 50309March 27, 2025 - August 4, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
March 27, 2025 - August 4, 2025
SORRENTO PACIFIC FINANCIAL, LLC
March 27, 2025 - August 4, 2025
SCF SECURITIES, INC.
March 27, 2025 - August 4, 2025
NEXT FINANCIAL GROUP, INC.
March 27, 2025 - August 4, 2025
CUSO FINANCIAL SERVICES, L.P.
March 27, 2025 - August 4, 2025
CADARET, GRANT & CO., INC.
June 20, 2023 - August 1, 2025
GROVE POINT ADVISORS, LLC
August 16, 2021 - February 23, 2022
GROVE POINT ADVISORS, LLC
October 16, 2013 - August 1, 2025
GROVE POINT INVESTMENTS, LLC
March 8, 2013 - October 14, 2013
COMMONWEALTH FINANCIAL NETWORK
March 25, 2004 - November 23, 2012
OSAIC FS, INC.
September 27, 2002 - March 10, 2004
MEDALLION INVESTMENT SERVICES, INC.
April 7, 1995 - September 3, 2002
EQUITABLE ADVISORS, LLC
April 25, 1994 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2026)
(2/4/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720 / SEC#: , 8-70916
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY & GUARANTY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| ANDERSON, STEPHEN FRANCIS | CHIEF COMPLIANCE OFFICER AND AML OFFICER | 1181095 |
| BARRETT, RONALD JOHN JR | DIRECTOR | 2480222 |
| CANTONWINE, TESSA ELIZABETH | SECRETARY | 5626630 |
| OLSON, THOMAS G | CHIEF EXECUTIVE OFFICE AND DIRECTOR | 2393888 |
| PHELPS, JOHN A | DIRECTOR | 5664815 |
| RIP, OLGA | FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER | 5440553 |
Red Flags
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Company Information
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720Des Moines, IA 50309TRUST BUT VERIFY
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