David G. Termine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Gary Termine, who also goes by David Termine, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2011. David had worked at 2 firms and has passed the Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2017 - June 8, 2018
STARWOOD CAPITAL, L.L.C.
September 29, 2011 - October 9, 2017
CAREY FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 9/28/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
STARWOOD CAPITAL, L.L.C.
CRD#: 146057 / SEC#: , 8-67788
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
