Michael R. Schaps

PPHB SECURITIES LP

Houston, TX 77056

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CRD#: 1892138

Professional summary

Michael Robert Schaps is a registered financial professional currently at PPHB SECURITIES LP located in Houston, Texas and RIVINGTON SECURITIES, LLC located in Houston, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 43 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14A, Series 8, Series 14 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Robert Schaps's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2010 - Present

PPHB SECURITIES LP

Office #1: 1885 St. James Place Suite 900, Houston, TX 77056

CRD#: 132074

Houston, TX

Current

May 1, 2013 - Present

RIVINGTON SECURITIES, LLC

Office #1: 800 Town & Country Blvd Suite 500, Houston, TX 77024

CRD#: 120689

HOUSTON, TX

Current

September 24, 2013 - Present

THREE OCEAN SECURITIES LLC

Office #1: 551 Fifth Avenue, Suite 3800, New York, NY 10176

CRD#: 166387

NEW YORK, NY

Current

August 22, 2014 - Present

PARAMAX SECURITIES, LLC

Office #1: 333 International Drive Suite A, Williamsville, NY 14221

CRD#: 147374

Williamsville, NY

Current

September 15, 2014 - Present

PEP ADVISORY LLC

Office #1: 100 Waugh Drive Suite 600, Houston, TX 77007

CRD#: 166636

Houston, TX

Current

January 24, 2019 - Present

SEQUENCE FINANCIAL SPECIALISTS LLC

Office #1: 181 E. Evans Street Ste C1, Florence, SC 29506

CRD#: 132915

Florence, SC

Current

July 8, 2024 - Present

PARK PLACE CAPITAL SECURITIES CORP.

Office #1: 2728 19th Place South Suite 140, Homewood, AL 35209

CRD#: 326891

HOMEWOOD, AL

Current

April 2, 2025 - Present

AURORA SECURITIES

Office #1: 2565 West Maple, Troy, MI 48084

CRD#: 46147

Troy, MI

Past

March 1, 2023 - March 4, 2025

HERNDON PLANT OAKLEY, LTD.

CRD#: 44971

CORPUS CHRISTI, TX

Past

September 24, 2021 - December 31, 2021

PRISM FINANCIAL PRODUCTS LP

CRD#: 306255

NEW YORK, NY

Past

February 13, 2017 - March 23, 2018

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

August 31, 2015 - March 31, 2022

EIGHT PINES SECURITIES LLC

CRD#: 153794

HOUSTON, TX

Past

June 12, 2012 - August 30, 2012

INDIGOPOOL USA, INC

CRD#: 158403

HOUSTON, TX

Past

June 2, 2011 - November 1, 2011

SIMMONS & COMPANY INTERNATIONAL

CRD#: 23974

MINNEAPOLIS, MN

Past

January 5, 2011 - November 29, 2018

FUNDS PLACEMENT GROUP, LLC

CRD#: 145840

DALLAS, TX

Past

August 2, 2010 - June 2, 2015

PANATTONI SECURITIES, INC.

CRD#: 134643

SACRAMENTO, CA

Past

June 1, 2010 - June 14, 2013

THE HOGAN COMPANY

CRD#: 122399

MINNETONKA, MN

Past

October 21, 2009 - December 16, 2009

PRIORITY CAPITAL INVESTMENTS, LLC

CRD#: 150215

MAGNOLIA, TX

Past

October 19, 2009 - June 14, 2018

WM. H. MURPHY & CO., INC.

CRD#: 27274

HOUSTON, TX

Past

March 18, 2009 - September 24, 2009

BENJAMIN F. EDWARDS & COMPANY, INC.

CRD#: 146936

ST. LOUIS, MO

Past

December 19, 2007 - October 23, 2009

KIPLING JONES & CO., LTD.

CRD#: 144730

HOUSTON, TX

Past

July 28, 2006 - February 25, 2009

MLP REAL ESTATE SECURITIES, INC.

CRD#: 140383

SACRAMENTO, CA

Past

March 14, 2006 - February 28, 2007

TITAN SECURITIES

CRD#: 131392

DALLAS, TX

Past

May 2, 2005 - February 7, 2006

BROADWAY BROKERAGE SERVICES, INC.

CRD#: 16936

SAN ANTONIO, TX

Past

November 30, 2004 - July 31, 2006

WELTON STREET INVESTMENTS LLC

CRD#: 132111

ENGLEWOOD, CO

Past

March 26, 2004 - April 22, 2004

MURPHY VAN SECURITIES, INC.

CRD#: 114251

CLIFTON PARK, NY

Past

January 2, 2004 - August 1, 2005

CACHEMATRIX BROKER/DEALER LLC

CRD#: 127226

DENVER, CO

Past

May 22, 2003 - August 4, 2009

MIDLAND SECURITIES, LTD

CRD#: 23736

DALLAS, TX

Past

February 14, 2003 - December 16, 2004

MTS SECURITIES, LLC

CRD#: 104059

NEW YORK, NY

Past

August 27, 2002 - December 20, 2002

QUANTLAB SECURITIES LP

CRD#: 119955

HOUSTON, TX

Past

October 19, 2001 - December 31, 2008

COLBY & WHITE, LP

CRD#: 104137

BEDFORD, TX

Past

April 30, 2001 - July 27, 2004

MOMENTUM EQUITY GROUP, LLC

CRD#: 111573

DALLAS, TX

Past

April 10, 2001 - June 28, 2001

FLAGSTONE SECURITIES, LLC

CRD#: 104451

ST. LOUIS, MO

Past

April 2, 2001 - April 23, 2002

EDIFICE CAPITAL, INC.

CRD#: 105093

MIAMI, FL

Past

March 19, 2001 - November 6, 2001

FIRST FEDERAL SECURITIES, LLC

CRD#: 104388

LAS VEGAS, NV

Past

February 13, 2001 - October 15, 2001

AMREIT SECURITIES COMPANY

CRD#: 47041

HOUSTON, TX

Past

December 20, 2000 - February 28, 2002

ENCAP ENERGY ADVISORS, LLC

CRD#: 104215

HOUSTON, TX

Past

December 15, 2000 - October 16, 2003

REALIZED FINANCIAL, INC.

CRD#: 22333

AUSTIN, TX

Past

June 9, 2000 - June 15, 2000

LUKEN INVESTMENT GROUP, INC.

CRD#: 47009

NASHVILLE, TN

Past

October 14, 1997 - February 2, 1999

SOLID ISG CAPITAL MARKETS, LLC

CRD#: 39375

NEW YORK, NY

Past

June 2, 1997 - August 13, 1997

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

Past

October 14, 1993 - February 27, 1998

BERNARD, RICHARDS SECURITIES, INC.

CRD#: 32653

NEW YORK, NY

Past

November 23, 1988 - May 28, 1997

MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.

CRD#: 18032

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 14A

Date: 8/25/1994

Compliance Official Specialist Exam

Principal/Supervisory Exam

Series 8

Date: 12/31/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 14

Date: 11/25/1990

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 5/9/1990

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

AURORA SECURITIES

ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: , 8-51322

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

2565 West Maple, Troy, MI 48084

Mailing Address

2565 West Maple, Troy, MI 48084

Phone number

(888) 548-6701

Established

Michigan since 11/22/2017

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CURTS INVESTMENT, LLC	OWNER
KAMEN, LORI BETH	PRESIDENT/CCO	2805591
SCHAPS, MICHAEL ROBERT	FINOP	1892138

Red Flags

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Michael R. Schaps

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Robert Schaps's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVINGTON SECURITIES, LLC

THREE OCEAN SECURITIES LLC

PARAMAX SECURITIES, LLC

PEP ADVISORY LLC

SEQUENCE FINANCIAL SPECIALISTS LLC

PARK PLACE CAPITAL SECURITIES CORP.

AURORA SECURITIES

HERNDON PLANT OAKLEY, LTD.

PRISM FINANCIAL PRODUCTS LP

SANDERS MORRIS LLC

EIGHT PINES SECURITIES LLC

INDIGOPOOL USA, INC

SIMMONS & COMPANY INTERNATIONAL

FUNDS PLACEMENT GROUP, LLC

PANATTONI SECURITIES, INC.

THE HOGAN COMPANY

PRIORITY CAPITAL INVESTMENTS, LLC

WM. H. MURPHY & CO., INC.

BENJAMIN F. EDWARDS & COMPANY, INC.

KIPLING JONES & CO., LTD.

MLP REAL ESTATE SECURITIES, INC.

TITAN SECURITIES

BROADWAY BROKERAGE SERVICES, INC.

WELTON STREET INVESTMENTS LLC

MURPHY VAN SECURITIES, INC.

CACHEMATRIX BROKER/DEALER LLC

MIDLAND SECURITIES, LTD

MTS SECURITIES, LLC

QUANTLAB SECURITIES LP

COLBY & WHITE, LP

MOMENTUM EQUITY GROUP, LLC

FLAGSTONE SECURITIES, LLC

EDIFICE CAPITAL, INC.

FIRST FEDERAL SECURITIES, LLC

AMREIT SECURITIES COMPANY

ENCAP ENERGY ADVISORS, LLC

REALIZED FINANCIAL, INC.

LUKEN INVESTMENT GROUP, INC.

SOLID ISG CAPITAL MARKETS, LLC

CARLIN EQUITIES, LLC

BERNARD, RICHARDS SECURITIES, INC.

MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1988

Series 14A

Date: 8/25/1994

Series 8

Date: 12/31/1991

Series 14

Date: 11/25/1990

Series 27

Date: 5/9/1990

FINRA

Current Firm

AURORA SECURITIES

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers