Henry S. Greenawalt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Samuel Greenawalt, who also goes by Henry Samuel Greenawalt III, Howard Samuel Greenawalt, Sanny Greenawalt III, Henry Samuel Greenwalt Iii, Sanny Greenwalt Iii, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1989. Henry had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2020 - July 2, 2025
VOLARIS CAPITAL MANAGEMENT LLC
September 9, 1998 - August 17, 2001
MOORS & CABOT, INC.
January 15, 1993 - September 9, 1998
DAKIN SECURITIES CORPORATION
December 15, 1989 - March 23, 1992
ROBERTSON, STEPHENS & COMPANY LLC
February 22, 1989 - December 21, 1989
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOLARIS CAPITAL MANAGEMENT LLC
CRD#: 286219 / SEC#: 801-108973
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 229,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
