William Benjamin Muller Jr
Professional Summary
William Benjamin Muller JR, who also goes by William Benjamin (jr) Muller, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1993 - 2001. William had worked at 5 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Benjamin (jr) Muller
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
ABN AMRO FINANCIAL SERVICES, INC. | LASALLE FINANCIAL SERVICES, INC. | LASALLE BROKERAGE SERVICES, INC. | EXCHANGE SECURITIES CORP. | EXCHANGE NATIONAL SECURITIES CORP. | DEMEER MIDDLE MARKET CLO 2006-1, LTD | ABN AMRO INVESTMENT SERVICES, INC.
Contact Information
Established
Delaware since 05/28/1987Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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