Drew R. Daigle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Raymond Daigle was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 1988. Drew had worked at 8 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2006 - March 16, 2012
IC ADVISORY SERVICES, INC.
January 4, 2006 - June 2, 2006
THE INVESTMENT CENTER, INC.
January 4, 2006 - March 16, 2012
THE INVESTMENT CENTER, INC.
May 21, 2004 - December 31, 2005
PGP FINANCIAL, INC.
May 21, 2004 - December 31, 2005
PGP FINANCIAL, INC.
October 16, 2003 - May 14, 2004
MAIN STREET MANAGEMENT COMPANY
November 14, 2001 - May 14, 2004
MAIN STREET MANAGEMENT COMPANY
July 10, 1998 - November 28, 2001
LOCUST STREET SECURITIES, INC.
June 1, 1995 - April 30, 1998
WOODBURY FINANCIAL SERVICES, INC.
November 2, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 2, 1988 - September 15, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
