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CG

Clyde D. Gartley

THE CHAMPION GROUP
Shavano Park, TX 78249
Some features on this profile are disabled
CRD#: 1891907
CG

Professional summary


Clyde David Gartley is a registered financial professional currently at THE CHAMPION GROUP, INC. located in Shavano Park, Texas.

Clyde is registered as a RR (Registered Representative) and started their career in finance in 1988. Clyde has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 22, Series 14, Series 53, Series 24, Series 26 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Clyde David Gartley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 21, 1988 - Present

THE CHAMPION GROUP, INC.

Office #1: 4416 Lockhill Selma Rd, Shavano Park, TX 78249Office #2: 800 Sonterra Blvd, Suite #230, San Antonio, TX 78258
BD
CRD#: 23418
Shavano Park, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/17/1998)
RR
Arizona
(4/27/1989)
RR
Arkansas
(9/12/1989)
RR
California
(8/30/2022)
RR
Colorado
(9/9/1993)
RR
Connecticut
(8/28/1993)
RR
Idaho
(4/1/1996)
RR
Iowa
(2/10/1989)
RR
Kansas
(1/25/1989)
RR
Kentucky
(12/14/1995)
RR
Louisiana
(7/28/2020)
RR
Maryland
(2/23/1993)
RR
Massachusetts
(2/1/1989)
RR
Michigan
(1/30/1989)
RR
Minnesota
(4/20/2001)
RR
Mississippi
(9/11/1997)
RR
Montana
(9/3/1996)
RR
Nebraska
(4/27/2010)
RR
Nevada
(11/27/1989)
RR
New Jersey
(2/18/1993)
RR
New Mexico
(1/13/1989)
RR
Ohio
(1/24/1989)
RR
Oklahoma
(3/4/1993)
RR
Oregon
(8/6/2001)
RR
South Dakota
(11/3/2010)
RR
Texas
(11/21/1988)
RR
West Virginia
(7/17/2001)
RR
Wisconsin
(6/7/2007)
RR
Wyoming
(6/7/2007)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/31/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/23/1995
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TC
THE CHAMPION GROUP, INC.
THE CHAMPION GROUP, INC.

CRD#: 23418 / SEC#: , 8-40417

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
4416 Lockhill Selma Rd, Shavano Park, TX 78249
Mailing Address
4416 Lockhill Selma Rd, Shavano Park, TX 78249
Phone number
(210) 490-1482
Established
Delaware since 11/11/1988
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GARTLEY, CLYDE DAVIDPRESIDENT/DIRECTOR/CCO1891907
GARTLEY, HARVEY EDWARDDIRECTOR/CFO/PFO/POO1920729

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE CHAMPION GROUP, INC.

CRD#: 23418Shavano Park, TX 78249

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