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Ronald Paul Austin

CRD# 1890790·Registered 1988 - 2023
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Paul Austin was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1988 - 2023. Ronald had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CLARIFY WEALTH MANAGEMENT·CRD# 172355
RIA
Lafayette, IN
February 1, 2017 - December 14, 2023
LPL FINANCIAL LLC·CRD# 6413
BD
Lafayette, IN
January 19, 2017 - January 29, 2018
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Lafayette, IN
November 23, 1998 - January 27, 2017
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Lafayette, IN
November 25, 1988 - January 27, 2017

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Current Firm

CW
CLARIFY WEALTH MANAGEMENT

CLARIFY WEALTH MANAGEMENT | CLARIFY WEALTH MANAGEMENT, INC.

CRD#: 172355 / SEC#: 801-108586

Contact Information

Main Address

50 E-business Way Suite 100, Cincinnati, OH 45241

Phone Number

(513) 381-0001

# of Employees

11

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A (3/29/2024)

Regulatory Assets Under Management

Total Number of Accounts

1,552

AUM (Assets Under Management)

$410,038,742

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 01/19/2017 - Ronald Austin - Investment Related - 2925 Union Street Lafayette, IN - Real Estate Rental - Partner - Started 09/01/1984 - 1 Hour Per Month During Securities Trading - Time Spent 1%. 2. 01/19/2017 - Transrisk, Inc - Investment Related - At Reported Business Location(s) - Insurance Agency - President - Started 03/01/1996 - 1 Hour Per Month During Securities Trading - Time Spent 1% - Life, LTC, med, funeral. 3. 01/19/2017 - Ronald P. Austin CPA, PFS - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 07/01/1979 - 20 Hours Per Month/2 Hours During Securities Trading - Time Spent 2% - Prepare tax returns. 4. 01/19/2017 - Clarify Wealth Management, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/17/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 80%. 5. 2/14/2017 - Clarify Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/17/2017 - 60 Hours Per Month/6 Hours During Securities Trading - Time Spent 10% - I provide investment advisory services through Clarify Wealth Management, an independent investment advisor firm. I started this business activity in 01/17/2017. I expect to spend approximately [ 60 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 2/14/2017 - Clarify Wealth Management, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/17/2017 - 60 Hours Per Month/6 Hours During Securities Trading - Time Spent 10%.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1996About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Nov 1988About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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