Suzette B. Carrier

JP WEALTH MANAGEMENT

Mt. Pleasant, SC 29466-7117

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CRD#: 1890482

Professional summary

Suzette Barrineau Carrier, CFP®, who also goes by Suzette Oneal Barrineau, is a registered financial advisor currently at JP WEALTH MANAGEMENT, INC. located in Mt. Pleasant, South Carolina.

Suzette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Suzette has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzette Oneal Barrineau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzette Barrineau Carrier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 3, 2012 - Present

JP WEALTH MANAGEMENT, INC.

Office #1: 3401 Salterbeck Court Suite 202, Mt. Pleasant, SC 29466-7117

RIA

CRD#: 129475

Mt. Pleasant, SC

Past

April 25, 2006 - December 31, 2007

BATTERY WEALTH MANAGEMENT, INC.

RIA

CRD#: 136325

MOUNT PLEASANT, SC

Past

October 19, 1988 - July 15, 1997

MARQUETTE FINANCIAL GROUP, INC.

CRD#: 345

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JP WEALTH MANAGEMENT, INC.

JFC ADVISORS, INC. | JP WEALTH MANAGEMENT, INC.

CRD#: 129475 / SEC#: 801-63273

RIA

Registered Investment Advisory firm - (6/24/2004 Approved)

New York

Registered Investment Advisory firm - (7/1/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/3/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Current Firm

JP WEALTH MANAGEMENT, INC.

JFC ADVISORS, INC. | JP WEALTH MANAGEMENT, INC.

CRD#: 129475 / SEC#: 801-63273

RIA

Registered Investment Advisory firm - (6/24/2004 Approved)

New York

Registered Investment Advisory firm - (7/1/2004 Terminated)

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Contact information

Main Address

3401 Salterbeck Court Suite 202, Mt. Pleasant, SC 29466-7117

Mailing Address

Phone number

(866) 562-6969

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JP WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	262
AUM (Assets Under Management)	$ 252,392,860

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Suzette B. Carrier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzette Barrineau Carrier's CRS (Customer Relationship Summary).

Certified licenses

Experience

JP WEALTH MANAGEMENT, INC.

BATTERY WEALTH MANAGEMENT, INC.

MARQUETTE FINANCIAL GROUP, INC.

Primary Firm SEC Registration

JP WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2005

Series 63

Date: 10/20/1988

Series 7

Date: 10/15/1988

Current Firm

JP WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JP WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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