Rodger P. Shute

JOHNSON & SHUTE INVESTMENT ADVISORS

Bellevue, WA 98004-1466

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CRD#: 1890392

Professional summary

Rodger Paul Shute is a registered financial advisor currently at JOHNSON & SHUTE INVESTMENT ADVISORS, INC. located in Bellevue, Washington.

Rodger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Rodger has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodger Paul Shute's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2012 - Present

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

Office #1: 11130 Ne 33rd Pl Suite 102, Bellevue, WA 98004-1466

RIA

CRD#: 116667

Bellevue, WA

Past

July 20, 1989 - June 26, 2012

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

RIA

CRD#: 116667

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

CRD#: 116667 / SEC#: 801-123376

RIA

Registered Investment Advisory firm - (3/4/2022 Approved)

Washington

Registered Investment Advisory firm - (4/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/5/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/1988

Uniform Securities Agent State Law Examination

Current Firm

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

CRD#: 116667 / SEC#: 801-123376

RIA

Registered Investment Advisory firm - (3/4/2022 Approved)

Washington

Registered Investment Advisory firm - (4/11/2022 Terminated)

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Contact information

Main Address

19125 North Creek Parkway Suite 120, Bothell, WA 98011

Mailing Address

Phone number

(425) 615-6808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOHNSON & SHUTE INVESTMENT ADVISORS, INC. (3/3/2025)

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 115,727,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodger P. Shute

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodger Paul Shute's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

Primary Firm SEC Registration

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/1988

Current Firm

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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