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Darryl Cox

CRD# 1890222·Registered 1988 - 1989
Previously Registered: Being a previously registered professional could mean that Darryl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darryl Cox, who also goes by Darryl Sylvester Cox, was a registered financial advisor. Darryl was a previously registered financial professional and started their career in finance 1988 - 1989. Darryl had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darryl Sylvester Cox

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

FIRST FIDELITY CAPITAL CORP.·CRD# 17967
BD
June 28, 1989 - December 21, 1989
WALL STREET WEST, INC.·CRD# 7529
BD
January 27, 1989 - June 29, 1989
J F LOWE & COMPANY INCORPORATED·CRD# 11830
BD
December 8, 1988 - February 7, 1989
GREENTREE SECURITIES CORP.·CRD# 7372
BD
October 19, 1988 - December 12, 1988

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Current Firm

FF
FIRST FIDELITY CAPITAL CORP.

FIRST FIDELITY CAPITAL CORP. | MARTIN JARRETT, INC.

CRD#: 17967 / SEC#: 8-35404
BD
Expelled by FINRA on 10/19/1990

Contact Information

Established

New York since 11/25/1985

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1988About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1992About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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