Denise E. Baer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Eileen Baer, who also goes by Denise Eileen Ehlers, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1988. Denise had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2004 - August 3, 2020
GROVE POINT INVESTMENTS, LLC
April 30, 2004 - August 3, 2020
GROVE POINT INVESTMENTS, LLC
January 14, 2000 - April 29, 2004
MAIN STREET MANAGEMENT COMPANY
December 6, 1999 - April 29, 2004
MAIN STREET MANAGEMENT COMPANY
June 18, 1996 - November 15, 1999
LPL FINANCIAL LLC
March 18, 1996 - June 20, 1996
FIRST PROVIDENCE FINANCIAL GROUP, LLC
August 8, 1995 - March 15, 1996
LPL FINANCIAL LLC
October 27, 1988 - August 15, 1995
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
