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Adele Lun

CRD# 1889796·Registered 1988 - 2025
Previously Registered: Being a previously registered professional could mean that Adele is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adele Lun, who also goes by Adele Iping Chiang, Adele Chiang, Iping Chiang, Adele Iping Chiang Chow, Adele Chow, was a registered financial advisor. Adele was a previously registered financial professional and started their career in finance 1988 - 2025. Adele had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adele Iping Chiang, Adele Chiang, Iping Chiang, Adele Iping Chiang Chow, Adele Chow

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

GRIFFINEST ASIA SECURITIES, LLC·CRD# 132187
BD
Pasadena, CA
June 16, 2017 - August 18, 2025
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
San Gabriel, CA
January 6, 2012 - December 5, 2012
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
San Gabriel, CA
November 1, 2011 - January 6, 2012
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
RIA
Los Angeles, CA
May 28, 2002 - March 28, 2007
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
Los Angeles, CA
February 13, 2001 - April 13, 2010
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
August 5, 1994 - April 18, 2000
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 3, 1994 - August 18, 1994
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - January 14, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 3, 1989 - July 31, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 23, 1988 - September 19, 1989

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Current Firm

GA
GRIFFINEST ASIA SECURITIES, LLC

FUBON SECURITIES USA, LLC | GRIFFINEST ASIA SECURITIES, LLC

CRD#: 132187 / SEC#: 8-66571
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

301 North Lake Avenue Suite 110, Pasadena, CA 91101

Mailing Address

301 North Lake Avenue Suite 110, Pasadena, CA 91101

Phone Number

(626) 792-1388

Established

California since 03/23/2004

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRIFFINEST ASIA CAPITAL, INC.MEMBER—
LI, CHUNG PINGGSP, SENIOR MANAGER4575230
LIN, VICTOR HUANG-CHIANGCEO, GSP4351482
TAI, KATIE SCCO, FINOP4229635
WANG, XINYIGSP, RESEARCH PRINCIPAL6268504

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2017About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2017About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Mar 1989About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Jul 2017About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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