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Paul J. Marshall

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CRD#: 1889692
PM

Professional summary

Paul James Marshall was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Paul is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, Paul had worked at 9 firms, which includes BRIDGE SECURITIES LLC, AMERICAN WEALTH MANAGEMENT INC., OPPENHEIMER & CO. INC., J.P. MORGAN SECURITIES LLC, MAG FINANCIAL INC., ROBERT W. BAIRD & CO. INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, WACHOVIA SECURITIES INC., UBS FINANCIAL SERVICES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul J Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 14, 2011 - October 24, 2013

BRIDGE SECURITIES LLC

RIA
CRD#: 156724
ATLANTA, GA
Past

July 10, 2008 - January 24, 2011

AMERICAN WEALTH MANAGEMENT, INC.

RIA
CRD#: 25536
ATLANTA, GA
Past

July 10, 2008 - January 24, 2011

AMERICAN WEALTH MANAGEMENT, INC.

BD
CRD#: 25536
ATLANTA, GA
Past

July 9, 2004 - July 22, 2008

OPPENHEIMER & CO. INC.

BD
CRD#: 249
LONGBOAT KEY, FL
Past

July 8, 2004 - July 22, 2008

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
LONGBOAT KEY, FL
Past

January 23, 2003 - July 15, 2004

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
ATLANTA, GA
Past

March 28, 2002 - May 10, 2002

MAG FINANCIAL, INC.

BD
CRD#: 36327
PHILADELPHIA, PA
Past

February 15, 2002 - July 15, 2004

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

July 13, 1998 - February 27, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

May 14, 1993 - July 7, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 6, 1991 - May 11, 1993

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

June 23, 1989 - February 7, 1991

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/3/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/28/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 9/18/1998
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BS
BRIDGE SECURITIES LLC
BRIDGE FINANCIAL | BRIDGE SECURITIES LLC

CRD#: 156724 / SEC#:

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Contact information

Main Address
Two Premier Plaza 5607 Glenridge Drive, Suite 460, Atlanta, GA 30342
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BRIDGE SECURITIES LLC

CRD#: 156724

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