Bradley S. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Stuart Hoffman, who also goes by Stretch Hoffman, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1988. Bradley had worked at 12 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2010 - February 2, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 9, 2010 - February 2, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 8, 2009 - October 10, 2009
MSI FINANCIAL SERVICES, INC.
October 29, 2008 - October 10, 2009
MSI FINANCIAL SERVICES, INC.
February 21, 2008 - June 3, 2008
P.J. ROBB VARIABLE, LLC
January 18, 2006 - October 31, 2007
THE LEADERS GROUP, INC.
May 11, 2004 - October 12, 2004
SCF SECURITIES, INC.
December 2, 2003 - December 31, 2003
MONY SECURITIES CORPORATION
March 20, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
October 8, 2002 - December 11, 2002
INTERLINK SECURITIES CORP.
March 4, 1993 - August 5, 2002
METROPOLITAN LIFE INSURANCE COMPANY
March 4, 1993 - August 5, 2002
MSI FINANCIAL SERVICES, INC.
August 23, 1989 - August 12, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 23, 1989 - August 12, 1992
PRUCO SECURITIES, LLC.
November 25, 1988 - February 10, 1989
M.S. EQUITIES, INC.
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
