Eldridge J. Robichaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eldridge Joseph Robichaux, who also goes by Ej Robichaux, was a registered financial professional .
Eldridge is a previously registered financial professional and started their career in finance in 1988. Eldridge had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2012 - December 31, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 4, 2009 - May 8, 2012
WOODBURY FINANCIAL SERVICES, INC.
August 1, 2008 - February 25, 2009
NATIONWIDE SECURITIES, LLC
November 2, 2000 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
November 30, 1995 - November 15, 2000
WOODBURY FINANCIAL SERVICES, INC.
December 20, 1994 - November 30, 1995
NATIONAL PLANNING CORPORATION
November 27, 1989 - December 1, 1994
NEW ENGLAND SECURITIES
December 15, 1988 - November 16, 1989
METROPOLITAN LIFE INSURANCE COMPANY
December 15, 1988 - November 16, 1989
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
