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MD

Michael-jon Drake

MULTI-BANK SECURITIES
Parsippany, NJ 07054
Some features on this profile are disabled
CRD#: 1889094
MD

Professional summary


Michael-jon Drake, who also goes by Michael Jon Drake, Michaeljon Drake, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Parsippany, New Jersey.

Michael-jon is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael-jon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Jon Drake | Michaeljon Drake

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael-jon Drake's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 12, 2013 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 90 E Halsey Road Suite 106, Parsippany, NJ 07054
BD
CRD#: 22098
Parsippany, NJ
Past

November 21, 2002 - February 8, 2013

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
FLORHAM PARK, NJ
Past

March 9, 2002 - February 8, 2013

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
FLORHAM PARK, NJ
Past

August 8, 2000 - March 9, 2002

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

November 25, 1988 - August 30, 2000

FINANCIAL NORTHEASTERN SECURITIES, INC.

BD
CRD#: 17007
FAIRFIELD, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/21/2022)
RR
California
(7/21/2022)
RR
Florida
(7/21/2022)
RR
Idaho
(7/21/2022)
RR
Louisiana
(7/21/2022)
RR
Minnesota
(7/21/2022)
RR
Nebraska
(7/14/2022)
RR
Nevada
(7/21/2022)
RR
New Jersey
(2/12/2013)
RR
New York
(7/21/2022)
RR
Oregon
(7/21/2022)
RR
Texas
(7/21/2022)
RR
Utah
(11/7/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/10/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO5593423
KARSNER, MICHAEL STEPHENCHIEF FINANCIAL OFFICER/TREASURER5751851
MACCAGNONE, DAVID THOMASCEO, CHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT/SECRETARY2077369

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MULTI-BANK SECURITIES, INC.

CRD#: 22098Parsippany, NJ 07054

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