Abbas A. Heydari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abbas Ali Heydari, CFP®, who also goes by Abbas A Heydari, was a registered financial professional .
Abbas is a previously registered financial professional and started their career in finance in 1988. Abbas had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2021 - December 6, 2023
EP WEALTH ADVISORS
October 18, 2017 - April 28, 2021
ABBAS A. HEYDARI,CFP®
July 8, 1997 - May 5, 2003
OSAIC WEALTH, INC.
March 12, 1993 - May 5, 2003
OSAIC WEALTH, INC.
July 16, 1991 - March 22, 1993
VOYA FINANCIAL ADVISORS, INC.
October 27, 1988 - June 5, 1991
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 49,167 |
| AUM (Assets Under Management) | $ 35,570,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
