Marc A. Montanari
Professional summary
Marc Allan Montanari is a registered financial professional currently at SAFRA SECURITIES LLC located in Boston, Massachusetts.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1989. Marc has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Allan Montanari's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2026 - Present
SAFRA SECURITIES LLC
Office #1: 30 Rowes Wharf Suite 2200, Boston, MA 02110September 29, 2023 - October 9, 2023
J.P. MORGAN SECURITIES LLC
January 13, 2006 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
January 1, 1999 - February 5, 2004
GPC SECURITIES, INC.
February 3, 1996 - January 1, 1999
INVESCO DISTRIBUTORS, INC.
March 15, 1993 - June 7, 1995
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 6, 1989 - August 17, 1992
FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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