Kenneth R. Coffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Ross Coffman, who also goes by Kenneth R Coffman, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1989. Kenneth had worked at 4 firms and has passed the Series 63, Series 65, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2009 - March 31, 2015
WOOD ASSET MANAGEMENT LLC
June 7, 2006 - March 19, 2009
KOPP INVESTMENT ADVISORS
August 6, 1997 - March 1, 2007
CENTENNIAL LAKES CAPITAL, LLC
January 19, 1989 - July 20, 1990
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WOOD ASSET MANAGEMENT LLC
CRD#: 106347 / SEC#: 801-46248
Contact information
Red Flags
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