Daniel G. Dibattista
Professional summary
Daniel Gus Dibattista is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York and X-CHANGE FINANCIAL ACCESS, LLC located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1988. Daniel has worked at 7 firms and has passed the SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Gus Dibattista's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2023 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017July 20, 2023 - Present
X-CHANGE FINANCIAL ACCESS, LLC
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606August 11, 2022 - November 13, 2023
MAREX NORTH AMERICA SECURITIES LLC
September 3, 2021 - July 25, 2022
BMO CAPITAL MARKETS CORP.
January 16, 2007 - March 7, 2019
SANFORD C. BERNSTEIN & CO., LLC
July 23, 1996 - July 19, 2006
MORGAN STANLEY DW INC.
October 19, 1988 - August 14, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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