Daniel G. Dibattista
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Gus Dibattista was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1988. Daniel had worked at 7 firms and has passed the SIE, Series 7 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2023 - May 26, 2026
X-CHANGE FINANCIAL ACCESS, LLC
July 20, 2023 - May 26, 2026
MAREX CAPITAL MARKETS INC.
August 11, 2022 - November 13, 2023
MAREX NORTH AMERICA SECURITIES LLC
September 3, 2021 - July 25, 2022
BMO CAPITAL MARKETS CORP.
January 16, 2007 - March 7, 2019
SANFORD C. BERNSTEIN & CO., LLC
July 23, 1996 - July 19, 2006
MORGAN STANLEY DW INC.
October 19, 1988 - August 14, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
