Kirk D. Haldorson

HALDORSON & PINCOMBE INVESTMENT ADVISORS

DULUTH, MN 55802

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CRD#: 1888737

Professional summary

Kirk Douglas Haldorson is a registered financial advisor currently at HALDORSON & PINCOMBE INVESTMENT ADVISORS INC. located in Duluth, Minnesota.

Kirk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Kirk has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELLS LIFE INSURANCE AND ANNUITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Douglas Haldorson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2014 - Present

HALDORSON & PINCOMBE INVESTMENT ADVISORS INC.

Office #1: 202 West Superior Street Suite 510, Duluth, MN 55802

RIA

CRD#: 115023

DULUTH, MN

Past

December 5, 2002 - March 3, 2003

HALDORSON & PINCOMBE INVESTMENT ADVISORS INC.

RIA

CRD#: 115023

DULUTH, MN

Past

February 25, 1991 - July 9, 1993

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

November 15, 1988 - February 21, 1991

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/14/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HALDORSON & PINCOMBE INVESTMENT ADVISORS INC.

CRD#: 115023 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/9/1993 Approved)

Wisconsin

Registered Investment Advisory firm - (3/3/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

202 West Superior Street Suite 510, Duluth, MN 55802

Mailing Address

Phone number

(218) 722-2545

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	535
AUM (Assets Under Management)	$ 18,323,476

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kirk D. Haldorson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Douglas Haldorson's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALDORSON & PINCOMBE INVESTMENT ADVISORS INC.

HALDORSON & PINCOMBE INVESTMENT ADVISORS INC.

USLIFE EQUITY SALES CORP.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/1988

Series 6

Date: 11/14/1988

Current Firm

HALDORSON & PINCOMBE INVESTMENT ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HALDORSON & PINCOMBE INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

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